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Latest News for: sifma

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Protecting Investor Privacy: Why the NOBO/OBO Framework Matters (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 26 Mar 2026
) SIFMA members have a strong interest in ensuring shareholder communications and the proxy voting system continue to operate in a reliable, efficient, and credible manner ... SIFMA's ...
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SIFMA President and CEO Kenneth E. Bentsen, Jr. Testifies at House Tokenization Hearing (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 25 Mar 2026
Washington, D.C., March 25, 2026 - Today, SIFMA president and CEO Kenneth E ... SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S.
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Testimony on Tokenization and the Future of Securities: Modernizing Our Capital Markets (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 25 Mar 2026
SIFMA President and CEO, Kenneth E ... My name is Ken Bentsen, and I am the President and CEO of the Securities Industry and Financial Markets Association ("SIFMA") ... SIFMA - Securities Industry and Financial Markets Association Inc.
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Modernizing Compliance for a New Regulatory Era (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 23 Mar 2026
I'm Saima Ahmed, General Counsel of SIFMA. Every year, we at SIFMA are reminded just how critical this conference and its attendees-all of you- are to the financial services industry ... SIFMA - Securities Industry and Financial Markets Association Inc.
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SIFMA Fixed Income Market Close Recommendations in the U.S., the U.K., and Japan for Good Friday & Easter Monday Holidays (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 20 Mar 2026
New York, N.Y., March 20, 2026 - SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K., and Japan in observance of the Good Friday and Easter Monday holidays ... SIFMA recommends an early close at 12.00 p.m.
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Proposed Rule Change to Allow for Trading of Multi-Listed Equity Options during Global Trading Hours (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 20 Mar 2026
SIFMA provided comments to the U.S ... We appreciate that Cboe is taking a measured approach in this initial step to expand trading of these securities, as well as their diligence in working with SIFMA to identify open questions that need to be resolved.
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Proposed Rule Change to Extend the Exchange’s U.S. Equity Trading Hours to 23 Hours a Day (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 20 Mar 2026
Nasdaq has met with SIFMA and its members to discuss the exchange's plans for extending trading hours ahead of this Proposal ... SIFMA - Securities Industry and Financial Markets Association Inc.
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SIFMA Statement on Basel III Implementation Proposals (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 19 Mar 2026
Washington, D.C., March 19, 2026 - SIFMA today released the following statement from Kenneth E. Bentsen, Jr., President and CEO of SIFMA, regarding prudential regulators' proposals to revise the U.S ... For more information, visit http.//www.sifma.org.
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Proposed Rule Change to Amend FINRA Rule 2210 (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 19 Mar 2026
As SIFMA requested in our December 15, 2023 comment letter, an additional exception to the general prohibition for performance projections and targeted returns is positive ... SIFMA - Securities Industry and Financial Markets Association Inc.
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SEC RFI on Exchanges, ATSs, and Tokenized Securities (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 18 Mar 2026
SIFMA provided comments as response to the request for information ("RFI") issued by Commissioner Hester M ... SIFMA - Securities Industry and Financial Markets Association Inc.
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SIFMA, FSI Statement on Order Vacating the DOL 2024 Fiduciary Rule and Related PTEs (SIFMA - Securities Industry and Financial Markets Association Inc)

Public Technologies 17 Mar 2026
SIFMA and FSI were Plaintiffs-Intervenors in the challenge to 2024 Rule ... https.//www.sifma.org/advocacy/court-filings/complaint-filed-in-the-u-s-district-court-for-the-northern-district-of-texas-worth-division.
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